Founded in 2001, Headwaters MB provides investment banking services to entrepreneurs, owner/operators and business-owning families to help them grow, capitalize, or monetize their businesses. Our team is comprised of investment bankers and industry veterans from across the country, with deep industry knowledge and a passion for advocacy.

Consider this: the flow of information regarding middle market company financials and transactions does not exist in any organized reporting system.  The companies are unlisted and generally keep private financial data private.  Lack of transparency results in discontinuity in company valuations as well as the price/terms of capital.  We see this condition as an opportunity to make a big difference for our clients. 

Business owners hate advisory expenses but have a nose for high ROI opportunities.  Our transaction preparation, process excellence, and worldwide buyer reach, allows us to move the needle considerably in favor of the business owner.  In a sell-side process, we routinely improve the financial outcome in an amount well in excess of the cost of our service.  

But you don’t have to take our word for it: Headwaters was named “US Investment Bank of the Year” by major industry organizations for its third year in a row.  We’ve emerged as an industry leader since our founding over 16 years ago.   We are headquartered in Denver, CO, with seven regional offices across the United States and partnerships with 18 firms covering 30 countries.

Nothing focuses one’s mind and energy greater than a true sense of purpose.  Great companies have one thing in common – they have a “why?”

Stories of Progress

The result of our efforts is a series of delighted clients. No one tells our story better.

Our Team
Recent Transactions
M&A
Solidyn Solutions Inc
has been acquired by
Polaris Alpha
a portfolio company of
Arlington Capital Advisors
We acted as sole advisor to the seller

Announced

10/03/2017

Industry

Aerospace, Defense, Government & Security
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M&A
Defense Group Inc
Has been acquired by
SOS International LLC
We acted as sole advisor to the seller

Announced

09/22/2017

Industry

Aerospace, Defense, Government & Security
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M&A
Has been acquired by
Equifax
We acted as sole advisor to the seller

Announced

08/16/2017

Industry

Aerospace, Defense, Government & Security
Technology, Media & Telecom
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