• Investment Banking
• Merchant Banking
• Integrated Business Advisory Services
• Family Office Direct Investment Services

Headwaters MB is an investment bank with merchant banking and integrated business advisory capabilities. We are a member of FINRA (Financial Industry Regulatory Authority).

Headwaters delivers extraordinarily good results for all manner of middle-market clients through four lines of business: Investment Banking, Merchant Banking, Integrated Business Advisory Services and Family Office Direct Investment Services (FODIS).

Our clients need and deserve quality advice, uncompromised advocacy, and powerful reach from their investment bankers. ...

Capital matters. We have it for situations that are complex and involve some urgency. Our merchant banking business brings...

Guiding business-owning families takes specialized skill. We have the wisdom and experience to help, even when it's more...

Larger family owned businesses sometimes require long-term, patient capital partners. That's why we've developed...